Counsel-As-A-Service provides entrepreneurs, start-ups, businesses, angel investors, investment funds, venture capitalists, private equity and hedge funds with seamless, round the clock, and cost efficient legal services by leveraging experience and technology.
Our experienced securities lawyers provide an array of legal services such as our trademarked In-House Counsel Experience program. CaaS is primarily focus on representing new ventures as they prepare to raise capital online or offline, in a manner that is compliant with federal and state law, rules, and regulations. From incorporation, to SEC related filings, to drafting private placement memorandums, term sheets, to performing, transactional and/or investment related due diligence, to reviewing basic legal documents, CaaS stands ready to kit up any new venture.
ONLY AVAILABLE TO CLIENTS LOCATED IN NEW YORK AT THIS TIME.
For a flat fee, our experienced securities lawyers will work with you collaboratively to draft your company’s private placement memorandum for a 506(c) raise so that you can raise capital or take on investors in compliance with federal and state laws, rules and regulations. The package includes the Firm providing legal counsel throughout your raise in addition to the CaaS legal team drafting the all aspects of your PPM, including: Offering Summary & Term Sheet, State Legends, Offering Disclaimers & Risk Factors, Executive Summary With Management Bios, Business Plan & Operating History, Offering Structure & Use Of Proceeds, Dilution Disclosures.
Exhibits Included: Subscription Agreement, Investor Questionnaire, ERISA Disclosures and a Patriot Act Disclosure / Agreement.
Ancillary Forms & Filings, As Applicable: Form D (SEC), Form ID (SEC), Form U2 (State-By-State, As Applicable) And Form 99 (New York)